Welcome to CMOR's Monthly e-newsletter, a tool for CMOR members to keep abreast of the latest issues and movements in the Government Affairs and Respondent Cooperation departments.If you are interested in advertising in the newsletter or have other questions, please call 860-571-6838 or contact info@cmor.org.
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Respondent Cooperation Update
SPYWARE AND COOKIES: EVOLUTION OF A BILL
By Brian Dautch, CMOR Director of Government Affairs
   

Sometimes legislation is introduced with the aim of addressing a certain problem, but as the bill evolves and more Congressmen provide input, quite a different issue is addressed. Such has been the odyssey of HR 29, the “Spy Act.”

In 2004, the U.S. House of Representatives considered a bill to prohibit “spyware,” a type of computer program that tracks website activities, logs keystrokes, and in severe cases steals people’s personal information off their hard drive. Spyware is a very significant problem for the research community to address because it erodes consumer trust in a medium that more research companies are using for data collection. More
 
CMOR Announces Howard Gershowitz as Co-Chair!
Washington, DC – The Council for Marketing and Opinion Research (CMOR) is pleased to welcome Howard Gershowitz as Co-Chair of the organization. Gershowitz who was instated on February 16 , 2005 will join Teri Hansee (Co-Chair) of The Procter & Gamble Company, in overseeing CMOR’s Government Affairs and Respondent Cooperation efforts.

Gershowitz’s new position will allow him to delve into his vast experience and knowledge of both Government Affairs and Respondent Cooperation. He has served as CMOR’s Government Affairs Committee Chair for the past ten years and has a vested interest in Respondent Cooperation issues.

CMOR’s bylaws state that the Board of Directors must have two Chairs: a research buyer and a research provider. Gershowitz will fulfill the provider role as Co-Chair.

Gershowitz is the Executive Vice President and Co-founder of MKTG, Inc. His company was founded in 1979 and has provided the industry with a resource of quality Telephone Data Collection since its inception. He has been actively involved in the marketing research profession, serving as the President of the New York Chapter of the Marketing Research Association (MRA) from 1984-1986 and as MRA National President in 1995-96.

Gershowitz will replace William “Jay” Wilson of NOP World, who previously served his full term of Co-Chair and will remain on CMOR’s Board of Directors as Past Chair.

For more information, please call CMOR at 860-571-6838.
STATE LEGISLATIVE ACTION: SURVEY RESEARCH INDUSTRY CHALLENGES REMAIN

By LaToya Deann Rembert Esq. CMOR Government Affairs Analyst

New bills continue to emerge that will keep CMOR actively defending the autonomy of the survey research industry. Issues that began with just one state have now emerged into a multiple state matter. In particular, outsourcing legislation concerning call centers has expanded greatly beyond the state of Florida. Actions concerning push polling have also increased with vague language that has the potential to affect legitimate survey research. States have also sought action to implement spyware legislation in response to action on the federal level. Predictive dialer issues also continue to emerge. A new bill has also been introduced, however, that requires survey researchers to register in this state. These issues and others that have been discussed in past articles lend itself to industry action. This article will focus on the most prevalent bills that require action and industry concern.

OUTSOURCING AND CALL CENTERS

Matters concerning call center legislation and outsourcing are merging into the same issues of concern for survey research purposes. The issues concern call centers and the use of personal information for outsourcing purposes. Each bill seeks to require disclosure of possible sponsorship or authorized representative information if requested by the consumer. The trend with this particular legislation is likely to continue for the remainder of the legislative session. All bills mentioned in this section have been given a CMOR Industry Threat Level of High. The legislation is of a top priority to CMOR. As a result, CMOR is currently developing correspondence to the sponsors and legislative staff of each bill, and will follow up with other relevant contact measures.

Minnesota : Has introduced a bill that requires that any person who receives a telephone call or places a telephone call to a customer service call center has the right upon request to:

  1. Know the identification of the city, state, and country where the customer service employee is located,
  2. Know the name or registered alias of the customer service employee,
  3. Know the name of the employer of the caller with whom the person is speaking, and
  4. Speak to a qualified employee of the company or government agency with whom the person is doing business.

Connecticut: Has introduced a bill that requires that within the first thirty seconds of making a call on behalf of a call center, the customer service employee must state (1) the employee’s name or registered alias, (2) the name of the call center by whom the employee is employed, (3) the city, state and country in which the employee is located, and (4) if applicable, the name and telephone number of an authorized representative of the entity utilizing the services of the call center.

Arizona: Has introduced a bill whichrequires a consumer services employee (bill is in regards to consumer service and customer service call centers) before the beginning of the solicitation and sales presentation to disclose to the consumer:

  1. The complete address of the physical location, including the city, state and country from which the seller, solicitor, or customer services employee is making the telephone solicitation and the complete street address of the seller’s principal location.
  2. The legal name of the seller on whose behalf the solicitor is making the solicitation or the employer of the consumer services employee.
  3. The solicitor’s or consumer services employee’s true legal name.
  4. That the purpose of the call is to sell merchandise

The bill also provides that any person who receives a telephone call from or places a telephone call to a consumer sales call center or a customer service call center, on request, has the right to speak to a qualified employee of the company or government agency with which the person is doing business. CMOR will more than likely suggest language clarification for this bill to make certain that survey research call centers are not included.

Illinois: Has introduced a bill that requires any person who receives a telephone call from, or places a telephone call to, a customer sales call center or a customer service call center, upon request, to:

  • Know the identification of the city, state, and country where the customer service employee is located,
  • Know the name or registered alias of the customer services employee,
  • Know the name of the employer of the person with whom the person is speaking, and
  • Speak to a qualified employee of the company or government agency that person is doing business with.

The bill also provides that the call center shall not have a customers’ financial, credit, or identifying information sent to any foreign country with express written permission.

Texas: Introduced a bill which requires a customer service employee to disclose to the customer:

  • The city, state, and country where the customer service employee is located,
  • The name or registered alias of the customer service employee, and
  • The name of the employer of the customer service employee and enable the customer to speak to an employee of the business, government agency, or other person on whose behalf the customer sales call center or customer call center has directed the customer service employee to communicate with the customer and also provides that the call center shall not have a customers’ financial, credit, or identifying information sent to any foreign country with express written permission

PUSH POLLS AND POLITICAL CALLS

Legislation regarding push polling has been quite active. The concern of the industry is, of course not push polling itself, but making sure that legitimate survey research is not included in the push polling measures. Pennsylvania, however, has introduced a push polling bill that seeks to possibly remove legitimate survey research from its design. CMOR has placed an Industry Threat Level of High on this area of legislation. CMOR is currently working with AAPOR and other industry members who rely on phone surveys as a part of their business. From the scope of information that CMOR will receive, CMOR will develop universal language and will communicate with the sponsors and legislative staff to make certain legitimate survey research is not included in the bill.

Iowa: Has introduced a bill that requires a person conducting a public opinion poll or survey of any type which relates to the nomination, election, or defeat of a candidate for public office or the passage or defeat of a ballot issue to, prior to seeking a response from any person, disclose who is responsible for the poll or survey. If the person responsible for the survey is an individual, the disclosure should include the name of the individual. If the person responsible is an organization, the disclosure shall include the name and location of the organization and the name of the officer of the organization.

Pennsylvania: Has introduced a bill directly aimed at push polling that does not appear to affect legitimate survey research. The bill defines push polling as a paid telephone survey or a telemarketing calling campaign conducted by a telemarketer that attempts to sway public policy interests by referencing an elected Federal, State or local official, candidate, group of candidates or political party when:

  • The survey or campaign fails to make demographic inquiries on a relevant subset of the population consistent with standard polling industry practices.
  • The telemarketer does not collect or tabulate survey results.
  • The telemarketer prefaces a question regarding support for or opposition to a candidate, political party or Federal, State or local elected official on the basis of an untrue statement.
  • The telemarketer incites the recipient of the call to make personal contact to a Federal, State, or local elected official for the purpose of suppressing or changing the voting position of the Federal, State or local elected official on public policy matters.

The bill also prohibits the conducting of an advocacy push poll between the hours of 9 p.m. and 8 a.m. or failing to disclose promptly to any consumer during an advocacy push poll the purpose of the call, the name of the telemarketer or telemarketing business and what issue the telemarketer or telemarketing business is advocating.

Connecticut: Has introduced a bill that extends the state’s Do-Not-Call list to cover calls consisting of electronically recorded political messages.

This bill may not require any action. If the bill does not reflect any negative connotations on survey research, then no action will be needed. Yet, for the sake of clarity and consistency, language will be recommended.

Hawaii: Has introduced a bill that prohibits the use of an automatic dialing and recorded message player to make an unsolicited telephone call on behalf of a party or candidate to any telephone subscriber’s telephone number in this State if the telephone subscriber’s number appears in the latest edition of the Federal Do-Not-Call registry.

Hawaii: Has also introduced another bill that prohibits the use of an automatic dialing and recorded message player to make an unsolicited telephone call on behalf of a party or candidate to any telephone subscriber’s telephone number in this State if the telephone subscriber’s number appears in the latest edition of the Federal Do-Not-Call registry.

Missouri: Redefines telephone solicitation in regards to the Do-Not-Call list to include “for the purpose of endorsing a political candidate, requesting financial support or a vote for a political candidate, or conducting polling regarding a political candidate notwithstanding whether the data obtained from the polling is to be analyzed or discarded.”

PREDICTIVE DIALERS

The use of predictive dialers is also becoming a trend in legislation for the 2005 session. CMOR is working to protect the use of predictive dialers for survey research purposes. CMOR has also categorized this area as a high level of priority. CMOR is active to inform sponsors and legislative staff of the proper uses of predictive dialers to remove the possibility of a blanket provision that will affect the survey research industry.

New York: Has introduced a bill that prohibits a person from operating a predictive dialer in any manner that results in a telephone call connection for which no person, acting as an agent or telemarketer, is immediately available to converse with a person or answering machine located at the number called.

SURVEY REGISTRATION

This legislation requires registrations for surveys for candidates in legislative office. CMOR’s concern is the burden that would be imposed on the survey research industry for companies that are required to register. Moreover, it affects the self regulation system of governance that has been in place in the survey research industry and will produce wide spreading effects if this type of legislation was to continue a trend. CMOR has imposed an industry threat level of high on this particular bill. This bill is similar to a matter that was presented to the industry during the last legislative session. CMOR, in response, sent correspondence to staffers of that particular bill and the bill ultimately died. CMOR will impose the same practice with this bill by creating contact to send to the sponsors of the bill and will follow up with additional contact, if needed.

Indiana: Has introduced a bill thatrequires an organization that distributes surveys or questionnaires to candidates for legislative office to register with the election division. The organization is required to file with the election division 1) a copy of each survey or questionnaire distributed 2) the organization’s position on each question and 3) the candidate’s response.

SPYWARE

States have sought to impose actions against the use of spyware this legislative session. As the session continues, legislation in this area continues to emerge. CMOR is closely monitoring this issue on the state level. Yet, similar action is also occurring on the Federal level. For the most part, states seem to focus on the deceptive uses of spyware. The states that have sought action on this matter include: Alabama, Arizona, California, Illinois, Indiana, Iowa, Kansas, Maryland, Michigan, Nebraska, New Hampshire, New York, Oregon, Pennsylvania, Tennessee, Texas, Utah, Virginia, and Washington. CMOR will make certain that legitimate uses for online survey research purposes are not affected by the scope of the legislation. CMOR is also treating legislation in this area as a high level of priority. Though there is federal action in this area, there has not been any indication that the federal law will preempt the states from also making laws covering the area. As a result, CMOR is active to review all spyware legislation and look for the potential of any hazards that may affect the online survey research community. CMOR will then follow up with proper sponsors and legislative contacts and will proceed with additional contacts accordingly.

CMOR will continue its detailed state legislative tracking of issues that may concern the survey research industry. CMOR will be certain to keep the industry informed of our contacts and progress on all legislative action. Stay abreast of the issues with the latest news in state legislative action in future CMOR newsletters, including all relevant state legislative contacts.

CMOR MONTHLY BULLETIN: RESPONDENT COOPERATION

By Harry Heller, CMOR Director of Respondent Cooperation

Hello everyone. The month that has just past has been an active one on the respondent cooperation front. Here are some of the things we are working on.

The Industry Identifier

The Respondent Cooperation Advisory Committee spent time and effort trying to come to terms with how CMOR will circulate and deal with the Industry Identifier. See below:

If you remember, this committee is made up of many types of people: client companies, full service research companies, telephone interviewing specialists, advertising and media agencies, Internet researchers, etc. They will be your ombudsmen to the CMOR decision making process – representing what you think is important.

We had a long discussion about the Industry Identifier. Who should use it? What guarantees do we have that a company that uses it meets our standards for how they relate to respondents? Should there be a charge for using it? If so, how much should the charge be?

The general feeling of the committee is that companies that use the Industry Identifier should be chosen based upon their membership in CMOR, its sponsoring organizations or other organizations that require a pledge to a code of standards. We proposed that a pledge based upon the Respondents Bill of Rights should be signed before any company uses it. Most of the committee felt that companies that are allowed to use the Identifier should pay a fee. The fees would be used for a continuing PR program to let the public know about what the Industry Identifier stands for and to monitor the use of the Identifier to prevent “fly-by-night” suggers and fruggers from stealing it off the web and using it illegally. We are considering doing a “pricing study” to determine how much companies are willing to pay under these usage conditions. Let me have your comments if you want to weigh-in with an opinion.

How well are we meeting your needs?

One of the key jobs of the Director of Respondent Cooperation is to use your opinions to prioritize our Respondent Cooperation programs. In the most recent needs assessment study, our membership rated nine different areas you wanted us to address. These areas combine both the Respondent Cooperation and the Legislative Affairs functions of CMOR.

Survey Methodology

35%

Tracking Response Rates and Reasons for Cooperation

26%

Interviewer Training on Survey Procedures & Introductions

24%

Interviewer Motivation and Satisfaction Techniques

18%

DNC Laws and Reponses

14%

Privacy Issues

14%

Cell Phone Portability

11%

Industry Identifier

7%

Off-Shoring/outsourcing

6%

The first four items on the table above are the “bedrock” functions of Respondent Cooperation. A review of our “Protecting Our Assets” Conferences since 2001 indicates that survey methodology, tracking and understanding cooperation, training of interviewers and interviewer satisfaction represent most of our advances in the past years. We also have much to accomplish concerning the Industry Identifier (as can be seen earlier in this report) now that the Do-Not-Call (DNC) list is in effect. As you know, I have come to believe that the Do-Not-Call rules have taken many telemarketing calls out of those homes that care not to receive them. The marketing research industry is not part of the DNC rules. That means that we have fewer competitors for the precious free time of our respondents. More than ever before, we need the Industry Identifier to let the public know we are the “good guys” when we call.

The real problem is how to disseminate and remind our membership that we already know how to increase respondent cooperation. Just look at the variety of findings that came from our conferences. But remember, we can’t solve the cooperation rate problem in one giant step! Success will happen (and is happneing) in 1% to 5% increments. My personal goal is increasing respondent cooperation to 50%!

How you can Start the Process of Increasing Your Company’s Cooperation Rate

The best way is to make a reservation for the 2005 CMOR Respondent Cooperation Conference will be held in April.

Title: Protecting Our Assets IV

Dates: April 14-15, 2005 Washington, DC

Location: Hotel Washington

Managers/Researchers from these companies will present:

  • Gallup will reveal how they raise cooperation rates in political polls
  • Harris Interactive (internet), Eastern Research (telephone), Readex Research (mail) and Washington State University/Dr.Don Dillman (mixed modes, internet) will discuss how they are improving cooperation in various survey modes
  • Millward Brown, University of Akron, and Scarborough Research will introduce new supervisory training programs designed to teach monitors/team leaders/supervisors how to accept ownership of project results, convey feedback with strong interpersonal skills, and support interviewers in their difficult job
  • Survey Sampling, Arbitron, and the Bureau of Labor Statistics will cover new trends and issues in cell phone sampling, address-based sampling, and the coming technology that will affect surveying in the future
  • Nielsen Media Research, Westat, and The Census Bureau will demonstrate what ART is - teaching interviewers how to effectively overcome objections in the survey introduction, and how that theory has evolved in the past 5 years.
  • CMOR will also present these topics: review of legislative trends, introduction of the new Industry Identifier (plus a follow-up view from Nielsen on the results of an actual PR campaign), how a company can develop effective privacy policies, and ten things learned about improving respondent cooperation.
  • Throughout the workshop, attendees will break up into groups to brainstorm further ideas to improve cooperation for their own companies, based on the presentations.
  • This two-day workshop is packed with topics important to survey researchers - all for only $400-500 (and a 10% discount is offered if you register for both CMOR workshops)
  • Visit the www.CMOR.org website for more information. Or…
  • Click here to register for the Respondent Cooperation Workshop
  • Click here to register for the Government Affairs Workshop

If you notice one of the topics above is a session on ART, this is not about painting! Companies have always known that there are a small number of interviewers who are experts in converting hard-to-get respondents to participate. At the conference we will hear from a task force on Avoidance Refusal Training. This training program is nearly ready to be made available to all of our members. I think it is probably the most efficient way to get better respondent participation.

This training joins the CMOR Introduction to Survey Training Course, which is now available, but as our industry survey showed, awareness of this program is not very high by our members. Now that you are aware, please let us know if you want to know more about this course.

Talk to me.

I’ll continue to update you monthly on all CMOR programs and efforts. In future updates I may be introducing some issues and asking for your opinions. If you have any questions or issues you want to bring up with me my email address is hheller@cmor.org

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This impacts panel companies, survey companies, audience measurement companies, sample companies, and other types of research companies. Therefore, CMOR had no qualms supporting this approach.

However, other concerns soon crept into the bill and the potential for “collateral damage” became a very real possibility for research companies. Specifically, cookies were roped in, which presented a severe problem for many CMOR members. If Congress banned cookies, many of the measurement infrastructures used by research companies to measure online audiences and media would be threatened.

When 2004 ended, the bill had been passed by the House, but not by the Senate. The 108 th Congress was over and the bill died along with it. Still, we knew the same measure would develop again in the 109 th Congress in 2005, since it had passed the House by such a convincing margin.

Rep. Mary Bono, Republican of California, reintroduced the bill this past January with the cookie section intact. CMOR went to work with three groups: the Members of Congress who sit on the Energy and Commerce Committee, which is considering this bill; the staffers who work for the Committee itself; and a coalition of fellow associations and companies who shared CMOR’s concerns.

While we made a number of our own contacts on the Committee, it is equally significant that we engaged in a coalition. Getting on board with a larger collective effort to combat legislation can be a highly effective way to impact a bill. As a result, the documents we shared with Committee staffers themselves were also attached to all working group correspondence as well.

In the end, the House Committee acknowledged our concerns and an amendment was introduced by Rep. Cliff Stearns of Florida to address the cookie problem. The amendment was offered in the Commerce, Trade, and Consumer Protection subcommittee, which Rep. Stearns chairs. Having passed by unanimous vote, the amended bill now goes back to the full Energy and Commerce committee with a vastly reduced impact on cookies and our profession.

There are other issues with this legislation, and even with the cookie amendment it is far from perfect. However, we’re working with these same groups to help produce federal legislation that addresses and punishes bad actors, while leaving legitimate research companies free to pursue their intended aims. We will keep you informed of our progress.

This is one example of CMOR’s Washington activities. We hope you will support us as we continue along the path to legislative and regulatory protection!

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